Head of Compliance

Qualifications: Bachelor of Business Administration (BBA), Diploma of Financial Services, Advanced Diploma of Financial Services, Self-Managed Super Funds (SMSF), Certificate IV in Finance & Mortgage Broking, Margin Lending Adviser (Personal Advice)

Brendan is a highly qualified and ethical professional, with over 15 years’ experience within the Financial Services industry. His formal qualifications include a Bachelor of Business Administration and an Advanced Diploma in Financial Services. Furthermore, Brendan has completed specialist courses in Self-Managed Super Funds (SMSF), Finance and Mortgage Banking, as well as Margin Lending.

With his proven industry track-record and solid business reputation, he joins Superannuation Advice Australia (SAA) as the newly appointed Head of Compliance.

Brendan’s breadth of expertise spans quality assurance, auditing, paraplanning, risk management, governance, policy development, processing improvement, training facilitation, and eLearning instructional design.

His passion for coaching, and in-depth understanding of the Australian financial services legislation and regulations – drives Brendan’s respect for compliance, professionalism, and best interests duty – towards every SAA client. 

When not overseeing business operations, delivering training, or keeping abreast of evolving best practices in compliance control – you can find Brendan enjoying quality time with his young family, and supporting his favourite Australian Football team, the Geelong Cats.